Form D · Private Equity Fund

Harbour Fund IV, LP

Grand Cayman, E9 · CIK 0001734135

Offering snapshot reported Nov 20, 2018 · SEC filing

Reported sold
$62.1M
Offering amount: $62.1M
Investors reported
2
Form D · investor count
Minimum accepted
$6.9M
Reported outside-investor minimum
First sale
Mar 3, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$201M$402MMar 16, 2018: $401,890,565.00Mar 16, 2018Nov 20, 2018: $62,105,341.00Nov 20, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$401,890,565 → $62,105,341
  • Reported investors23 → 2
  • Minimum accepted$414,035 → $6,900,593

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 20, 2018Amendment$62,105,341-$339,785,224vs Mar 16, 20182SEC filing
Mar 16, 2018Initial$401,890,565No comparison23SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$415K (estimated)
Finders' fees
$0
Form D file number
021-307959
The "total offering amount" reflects the amount offered to U.S. Investors.
The recipient listed in item 12 is compensated based upon a percentage of total commitments of the issuer, up to a maximum amount listed as estimated Sales Commissions in item 15.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Northern Lights Capital Group, LLC dba Pacific Current Group157976

Source: Form D, filed Nov 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBOUR FUND IV LP

Investment adviser: HARBOUR LITIGATION FUNDING LIMITED

Gross asset value
$620M
Beneficial owners
24
ADV minimum commitment
$381K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON DUBLIN, Ireland
Custodian BARCLAYS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Marketer NORTHERN LIGHTS ALTERNATIVE ADVISERS LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON
PCAOB 248

Filing source

Form ADV 2085066 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-5370977608

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew Galloway Director
Per Karl Martin Tonnby Director
Ralph Woodford Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Landmark Square, 1 St Fl, 64 Earth Close C/O Icg Management Limited
Grand Cayman, E9, KY1-1107