Form D · Other Investment Fund

HarborWalk MLP Fund, LP

Boston, MA · CIK 0001574162

Offering snapshot reported Feb 8, 2016 · SEC filing

Reported sold
$4.82M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.41M$4.82MApr 11, 2013: $3,365,000.00Apr 11, 2013Apr 11, 2014: $4,820,065.00Apr 11, 2014Feb 8, 2016: $4,820,065.00Feb 8, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,365,000 → $4,820,065
  • Reported investors7 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 8, 2016Amendment$4,820,065$1,455,065vs Apr 11, 201311SEC filing
Apr 11, 2014Amendment$4,820,065$1,455,065vs Apr 11, 201311SEC filing
Apr 11, 2013Initial$3,365,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-194860
This offering is an ongoing offering, without a cap, and is therefore of an "Indefinite" amount.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MBSC Securities Corporation231

Source: Form D, filed Feb 8, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PINE COBBLE MLP FUND, L.P.

Investment adviser: PINE COBBLE CAPITAL, LLC

Gross asset value
$7.27M
Beneficial owners
9
ADV minimum commitment
$250K

Reported in Form ADV on Mar 18, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DB ALTERNATIVE FUND SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY ROSELAND, New Jersey, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 794212 · Mar 18, 2014 · Schedule D 7.B.(1), fund 805-9110553953

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Investment Manager Pine Cobble Capital, Llc Promoter
General Partner Pine Cobble Mlp Gp, Llc Promoter
Non Managing General Partner Pine Cobble Mlp Gp, Llc Promoter
Managing General Partner Tbcam E&I, Llc Promoter
Investment Manager The Boston Company Asset Management, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Boston Place
Boston, MA, 02108