Form D · Other Banking and Financial Services
Harborcove Financial LLC
New York, NY · CIK 0001487573
Offering snapshot reported Mar 29, 2010 · SEC filing
- Reported sold
- $5.3M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Mar 12, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 29, 2010 | Initial | $5,297,500 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-140002
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed Mar 29, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Simina Cana | Director, Executive |
| Harvey Gross | Executive |
| Russell F. Hackmann | Director, Executive |
| Alejandro Nathan | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
330 Madison Avenue 9 Th Floor
New York, NY, 10017
New York, NY, 10017