Form D · Hedge Fund

Harbor Drive Fund, L.P.

Stamford, CT · CIK 0001401031

Offering snapshot reported Mar 5, 2012 · SEC filing

Reported sold
$35.9M
Indefinite offering
Investors reported
33
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 17, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18M$35.9MMar 2, 2010: $1,000,000.00Mar 2, 2010Feb 25, 2011: $34,420,000.00Feb 25, 2011Mar 5, 2012: $35,932,157.00Mar 5, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$34,420,000 → $35,932,157
  • Reported investors31 → 33

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2012Amendment$35,932,157$1,512,157vs Feb 25, 201133SEC filing
Feb 25, 2011Amendment$34,420,000$33,420,000vs Mar 2, 201031SEC filing
Mar 2, 2010Initial$1,000,000No comparison11SEC filing
May 16, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$220K (estimated)
Finders' fees
$0
Form D file number
021-103622
The amount is paid by the investment adviser of the Issuer and is an estimate based on amounts paid since the beginning of the offering and includes amounts estimated to be paid through the coming year.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Joseph P. Scanlon819787CRT Capital Group LLC · CRD 28830
Richard S. Rankin2110632CRT Capital Group LLC · CRD 28830

Source: Form D, filed Mar 5, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
C. Michael Vaughn, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
262 Harbor Drive
Stamford, CT, 06902