Form D · Other Investment Fund

HARBOR ASSETS LLC

Wilmington, DE · CIK 0001395165

Offering snapshot reported Feb 28, 2013 · SEC filing

Reported sold: $2.59M
Investors reported: 28
Minimum accepted: $50K
First sale: Jan 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,822,072 → $2,591,892

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 28, 2013	Amendment	$2,591,892	-$230,180vs May 8, 2012	28	SEC filing
May 8, 2012	Amendment	$2,822,072	$765,662vs Aug 25, 2009	28	SEC filing
Aug 26, 2009	Amendment	$2,056,410	$0vs Aug 25, 2009	19	SEC filing
Aug 25, 2009	Initial	$2,056,410	No comparison	19	SEC filing
Aug 25, 2009	Amendment	$2,056,410	$0vs Aug 25, 2009	19	SEC filing
Mar 26, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-101652

Rule 506

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
NA	None

Source: Form D, filed Feb 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Harbor Financial, Llc	Executive
Edward S Walczak	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

910 Foulk Rd Suite 201
Wilmington, DE, 19803