Form D · Other
HARBINGER GROUP INC.
New York, NY · CIK 0000109177
Offering snapshot reported May 27, 2011 · SEC filing
- Reported sold
- $280M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- May 12, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 27, 2011 | Initial | $280,000,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $8.4M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-160491
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jefferies & Company, Inc. | 2347 |
Source: Form D, filed May 27, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Omar M. Asali | Director |
| Lap Wai Chan | Director |
| Philip A. Falcone | Director, Executive |
| Keith Hladek | Director |
| Thomas Hudgins | Director |
| Peter A. Jenson | Director, Executive |
| Robert Leffler, Jr. | Director |
| David Maura | Director |
| Francis T. Mc Carron | Executive |
| Robin Roger | Director |
Issuer details
Industry: Other (See others in industry)
Address:
450 Park Avenue 27 Th Floor
New York, NY, 10022
New York, NY, 10022