Form D · Venture Capital Fund

Harbert Venture Partners III, L.P.

Richmond, VA · CIK 0001524401

Offering snapshot reported Apr 16, 2012 · SEC filing

Reported sold
$76.9M
Offering amount: $125M
Investors reported
32
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 14, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38.4M$76.9MJun 28, 2011: $56,300,000.00Jun 28, 2011Nov 16, 2011: $58,100,000.00Nov 16, 2011Apr 16, 2012: $76,850,000.00Apr 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$56,300,000 → $76,850,000
  • Reported investors21 → 32

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 16, 2012Amendment$76,850,000$20,550,000vs Jun 28, 201132SEC filing
Nov 16, 2011Amendment$58,100,000$1,800,000vs Jun 28, 201124SEC filing
Jun 28, 2011Initial$56,300,000No comparison21SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-161966

Source: Form D, filed Apr 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBERT VENTURE PARTNERS III, LP

Investment adviser: HARBERT FUND ADVISORS, LLC

Gross asset value
$11.6M
Beneficial owners
37
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS BIRMINGHAM, Alabama, United States
Custodian OAKWORTH CAPITAL BANK BIRMINGHAM, Alabama, United States Related to adviser: No
Marketer DOUSE ASSOCIATES LLP LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 2055218 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-2447108793

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William W. Brooke Executive
None Harbert Venture Partners Iii Gp, Llc Executive
Wayne L. Hunter Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1210 East Cary Street Suite 400
Richmond, VA, 23219