Form D · Other Investment Fund
HARBERT UNITED STATES REAL ESTATE FUND IV LP
Birmingham, AL · CIK 0001443995
Offering snapshot reported May 12, 2011 · SEC filing
- Reported sold
- $104M Indefinite offering
- Investors reported
- 57 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Aug 8, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 12, 2011 | Initial | $103,650,000 | No comparison | 57 | SEC filing |
| Aug 25, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-159738
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| HMC Investments, Inc. | 40581 |
Source: Form D, filed May 12, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HARBERT UNITED STATES REAL ESTATE FUND IV, LP
Investment adviser: HARBERT FUND ADVISORS, LLC
- Gross asset value
- $13.7M
- Beneficial owners
- 62
- ADV minimum commitment
- $1M
Reported in Form ADV on Feb 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
Filing source
Form ADV 1488829 · Feb 1, 2021 · Schedule D 7.B.(1), fund 805-1886394561
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David A. Boutwell | Executive |
| Raymond J. Harbert | Executive |
| N/A N/A Harbert Management Corporation | Director |
| N/A N/A Harbert U.S. Real Estate Fund Iv Gp, Llc | Promoter |
| Michael D. Luce | Executive |
| John W. Mc Cullough | Executive |
| Charles D. Miller | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Birmingham, AL, 35203