Form D · Private Equity Fund
Harbert Private Equity Fund III, L.P.
Birmingham, AL · CIK 0001479229
Offering snapshot reported Mar 14, 2014 · SEC filing
- Reported sold
- $24.9M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Feb 26, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 14, 2014 | Initial | $24,900,000 | No comparison | 12 | SEC filing |
| Dec 22, 2009 | Initial | $9,750,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-213676
Minimum subscription amount is subject to waiver in the sole discretion of the General Partner. Total amount target is $200MM, but may go higher in the sole discretion of the General Partner.
Source: Form D, filed Mar 14, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HARBERT PRIVATE EQUITY FUND III, LLC
Investment adviser: HARBERT FUND ADVISORS, LLC
- Gross asset value
- $30.4M
- Beneficial owners
- 13
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 885290 · Mar 31, 2015 · Schedule D 7.B.(1), fund 805-6702152523
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Boutwell | Executive |
| Raymond Harbert | Executive |
| Michael Luce | Executive |
| John W. Mc Cullough | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Birmingham, AL, 35203