Form D · Hedge Fund

Harbert Opportunistic Offshore Capital, SPC, Donerail SP #3

Grand Cayman, E9 · CIK 0001984565

Offering snapshot reported Oct 2, 2023 · SEC filing

Reported sold: $1.5M
Investors reported: 1
Minimum accepted: $100K
First sale: Sep 14, 2023

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 2, 2023	Initial	$1,500,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-493581

HMC Investments, Inc. ("HMCI"), an affiliate of the Issuer, serves as the Issuer's placement agent. The Issuer's Investment Manager pays all fees of HMCI, none of which are based on sales volumes.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
HMC Investments, Inc.	40581

Source: Form D, filed Oct 2, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBERT OPPORTUNISTIC OFFSHORE CAPITAL, SPC, DONERAIL SP #3

Investment adviser: HARBERT FUND ADVISORS, LLC

Gross asset value: $6.62M
Beneficial owners: 3
ADV minimum commitment: $100K

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GEORGE TOWN, Cayman Islands

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

Filing source

Form ADV 1823199 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-2733393146

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Harbert Opportunistic Offshore Capital, SPC - Donerail SP #1	Jul 14, 2022	$5,831,689	5
Harbert Opportunistic Offshore Capital, SPC, Donerail SP #2	Jun 1, 2022	$4,200,000	2
Harbert Opportunistic Offshore Capital, SPC, Donerail SP #3 (this fund)	Oct 2, 2023	$1,500,000	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Trinda Blackmore	Director
Martin J. Byrne	Director
Kevin Mc Govern	Director
The Donerail Group, Lp	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9009