Form D · Other Investment Fund

Harbert Mezzanine Partners III SBIC, L.P.

Birmingham, AL · CIK 0001537955

Offering snapshot reported Jan 24, 2013 · SEC filing

Reported sold
$40.6M
Offering amount: $75M
Investors reported
31
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Dec 13, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.3M$40.6MDec 27, 2011: $18,650,000.00Dec 27, 2011Jan 24, 2013: $40,550,000.00Jan 24, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,650,000 → $40,550,000
  • Reported investors9 → 31
  • Minimum accepted$500,000 → $250,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 24, 2013Amendment$40,550,000$21,900,000vs Dec 27, 201131SEC filing
Dec 27, 2011Initial$18,650,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-170729

Source: Form D, filed Jan 24, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBERT MEZZANINE PARTNERS III, LP

Investment adviser: HARBERT FUND ADVISORS, LLC

Gross asset value
$23.2M
Beneficial owners
76
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS BIRMINGHAM, Alabama, United States
Custodian OAKWORTH CAPITAL BANK BIRMINGHAM, Alabama, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 2055218 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-2909353996

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Harbert Management Corporation Executive
N/A Hmp Iii Sbic Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2100 Third Avenue North Suite 600
Birmingham, AL, 35203