Form D · Other Investment Fund
Harbert Generate Co-Investment Fund II, LP
Birmingham, AL · CIK 0001959859
Offering snapshot reported Jan 11, 2023 · SEC filing
- Reported sold
- $1.46M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 12, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 11, 2023 | Initial | $1,460,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-470410
HMC Investments, Inc. ("HMCI"), an affiliate of the Issuer, serves as the Issuer's placement agent. The Issuer's investment manager pays all fees of HMCI, none of which are based on sales volumes.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| HMC Investments, Inc. | 40581 |
Source: Form D, filed Jan 11, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HARBERT GENERATE CO-INVESTMENT FUND II, LP
Investment adviser: HARBERT FUND ADVISORS, LLC
- Gross asset value
- $508K
- Beneficial owners
- 6
- ADV minimum commitment
- $100K
Reported in Form ADV on Apr 3, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- Yes
ERNST & YOUNG
PCAOB 42
Filing source
Form ADV 1748974 · Apr 3, 2023 · Schedule D 7.B.(1), fund 805-8303994406
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Claude Estes | Executive |
| [None] Harbert Generate Co Investment Gp Ii, Llc | Executive |
| Raymond J. Harbert, Jr. | Executive |
| John Mc Cullough | Executive |
| J. Travis Pritchett | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Birmingham, AL, 35203