Form D · Other Investment Fund

Harbert European Real Estate Fund IV (Scotland), L.P.

Birmingham, AL · CIK 0001639897

Offering snapshot reported Apr 18, 2016 · SEC filing

Reported sold
$86.6M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$10.6M
Reported outside-investor minimum
First sale
Apr 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$43.3M$86.6MApr 17, 2015: $41,149,900.00Apr 17, 2015Apr 18, 2016: $86,626,600.00Apr 18, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$41,149,900 → $86,626,600
  • Reported investors4 → 9

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2016Amendment$86,626,600$45,476,700vs Apr 17, 20159SEC filing
Apr 17, 2015Initial$41,149,900No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-238199
HMC Investments, Inc. ("HMCI"), an affiliate of the Issuer, serves as the Issuer's placement agent. The Issuer's investment manager pays all fees of HMCI, none of which are based on sales volumes.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
HMC Investments, Inc,40581

Source: Form D, filed Apr 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David A Boutwell Executive, Promoter
William W Brooke Executive
Raymond J Harbert Director, Executive, Promoter
[None] Harbert Management Corporation Executive
[None] Heref Iv (Scotland) Gp, Llc Executive, Promoter
Sonja J Keeton Executive
Michael D Luce Executive
John W Mc Cullough Executive
Charles D Miller Executive
Joel B Piassick Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2100 Third Avenue North 6 Th Floor
Birmingham, AL, 35203