Form D · Other Investment Fund

Harbert European Real Estate Fund IV, L.P.

Birmingham, AL · CIK 0001639898

Offering snapshot reported Apr 18, 2016 · SEC filing

Reported sold
$272M
Offering amount: $850M
Investors reported
57
Form D · investor count
Minimum accepted
$10.6M
Reported outside-investor minimum
First sale
Apr 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$136M$272MApr 17, 2015: $183,114,000.00Apr 17, 2015Apr 18, 2016: $272,227,000.00Apr 18, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$183,114,000 → $272,227,000
  • Reported investors31 → 57

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2016Amendment$272,227,000$89,113,000vs Apr 17, 201557SEC filing
Apr 17, 2015Initial$183,114,000No comparison31SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-238194
HMC Investments, Inc. ("HMCI"), an affiliate of the Issuer, serves as the Issuer's placement agent. The Issuer's investment manager pays all fees of HMCI, none of which are based on sales volumes.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
HMC Investments, Inc.40581

Source: Form D, filed Apr 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBERT EUROPEAN REAL ESTATE FUND IV, LP

Investment adviser: HARBERT FUND ADVISORS, LLC

Gross asset value
$17.4M
Beneficial owners
75
ADV minimum commitment
$10M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS BIRMINGHAM, Alabama, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 2055218 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8349284726

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David A Boutwell Executive
William W Brooke Executive
Raymond J. Harbert Executive
[None] Harbert Management Corporation Executive, Promoter
[None] Heref Iv Gp, Llc Executive, Promoter
[None] Hmc Investors, Llc Executive
Sonja J Keeton Executive
Michael D Luce Executive
John Mc Cullough Executive
Charles D Miller Executive
Joel B Piassick Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2100 Third Avenue North 6 Th Floor
Birmingham, AL, 35203