Form D · Other Investment Fund

Harbert European Growth Capital Fund II, SCSp

Luxembourg, N4 · CIK 0001713406

Offering snapshot reported Aug 9, 2018 · SEC filing

Reported sold
$194M
Offering amount: $292M
Investors reported
26
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 7, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$97M$194MAug 9, 2017: $166,068,454.00Aug 9, 2017Aug 9, 2018: $194,066,000.00Aug 9, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$166,068,454 → $194,066,000
  • Reported investors19 → 26

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 9, 2018Amendment$194,066,000$27,997,546vs Aug 9, 201726SEC filing
Aug 9, 2017Initial$166,068,454No comparison19SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-292483
HMC Investments, Inc. ("HMCI"), an affiliate of the Issuer, serves as the Issuer's placement agent. The Issuer's investment manager pays all fees of HMCI, none of which are based on sales volumes.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
HMC Investments, Inc.40581

Source: Form D, filed Aug 9, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBERT EUROPEAN GROWTH CAPITAL FUND II, SCSP

Investment adviser: HARBERT FUND ADVISORS, LLC

Gross asset value
$241M
Beneficial owners
37
ADV minimum commitment
$1M

Reported in Form ADV on Feb 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP BIRMINGHAM, Alabama, United States
Custodian REGIONS BANK BIRMINGHAM, Alabama, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1488829 · Feb 1, 2021 · Schedule D 7.B.(1), fund 805-3923005173

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David J. Bateman Director
[None] Harbert Management Corporation Promoter
John C. Harrison Executive
[None] Hegcf Ii Gp, S.A.R.L. Executive
Johan Kampe Director
Sonja J. Keeton Executive
Michael Luce Executive
John W. Mc Cullough Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5 Rue Guillaume Kroll
Luxembourg, N4, L-1882