Form D · Other Investment Fund

Harbert European Growth Capital Fund I, L.P.

Birmingham, AL · CIK 0001579779

Offering snapshot reported May 11, 2015 · SEC filing

Reported sold: $132M
Investors reported: 45
Minimum accepted: $1M
First sale: May 23, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 11, 2015	Amendment	$132,149,000	$0vs Apr 29, 2015	45	SEC filing
Apr 29, 2015	Amendment	$132,149,000	$109,349,000vs Jun 21, 2013	45	SEC filing
Jun 21, 2013	Initial	$22,800,000	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-198406

Amount sold has been converted from EUR 121,633,333 into USD amount shown.

HMC Investments, Inc. ("HMCI") is an affiliate of the issuer's investment manager, and its inclusion in Item 12 above does not indicate any sales commissions or finders fees payable to any third parties.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
n/a	None	HMC Investments,Inc. · CRD 40581

Source: Form D, filed May 11, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBERT EUROPEAN GROWTH CAPITAL FUND I, LP

Investment adviser: HARBERT FUND ADVISORS, LLC

Gross asset value: $60.4M
Beneficial owners: 45
ADV minimum commitment: $1M

Reported in Form ADV on Feb 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP BIRMINGHAM, Alabama, United States

Custodian REGIONS BANK BIRMINGHAM, Alabama, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1488829 · Feb 1, 2021 · Schedule D 7.B.(1), fund 805-7018784625

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Harbert European Growth Capital Gp, Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Harbert European Growth Capital Gp 2100 Third Avenue North, 6 Th Floor
Birmingham, AL, 35203