Form D · Other Investment Fund

Harbert Credit Solutions Fund IV, L.P.

Birmingham, AL · CIK 0001700958

Offering snapshot reported May 3, 2019 · SEC filing

Reported sold
$249M
Offering amount: $300M
Investors reported
195
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 3, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$125M$249MMar 17, 2017: $137,350,000.00Mar 17, 2017Mar 14, 2018: $197,787,500.00Mar 14, 2018May 15, 2018: $214,337,500.00May 3, 2019: $249,437,500.00May 3, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$214,337,500 → $249,437,500
  • Reported investors143 → 195

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 3, 2019Amendment$249,437,500$35,100,000vs May 15, 2018195SEC filing
May 15, 2018Amendment$214,337,500$16,550,000vs Mar 14, 2018143SEC filing
Mar 14, 2018Amendment$197,787,500$60,437,500vs Mar 17, 2017122SEC filing
Mar 17, 2017Initial$137,350,000No comparison44SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$256K (estimated)
Form D file number
021-282793
HMC Investments ("HMCI"), Equus and Fund Genesis are Issuer's placement agents paid by Investment Manager. Fees paid to HMCI are not based on sales volumes; Equus & Fund Genesis fees are a % of investor commitment amounts, payable quarterly over 2 years.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
HMC Investments, Inc.40581
Equus Financial Consulting LLC131449
Fund Genesis LimitedNone

Source: Form D, filed May 3, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBERT CREDIT SOLUTIONS FUND IV, L.P.

Investment adviser: HARBERT FUND ADVISORS, LLC

Gross asset value
$191M
Beneficial owners
229
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS SOCIETE COOPERATIVE GRAND DUCHY OF LUX, Luxembourg
Custodian OAKWORTH CAPITAL BANK BIRMINGHAM, Alabama, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS SOCIETE COOPERATIVE
PCAOB 238

Filing source

Form ADV 2055218 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4254673822

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert A. Bourguin Director
[None] Harbert Management Corporation Executive
John C. Harrison Director
[None] Hcsf Iv Gp, Llc Executive
John S. Scott Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2100 Third Avenue North Suite 600
Birmingham, AL, 35203