Form D · Other Investment Fund

Harbert CH Arizona Investor, LP

Birmingham, AL · CIK 0001794461

Offering snapshot reported Nov 18, 2020 · SEC filing

Reported sold
$22.4M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 8, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.2M$22.4MNov 21, 2019: $15,510,000.00Nov 21, 2019Nov 18, 2020: $22,360,000.00Nov 18, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$15,510,000 → $22,360,000
  • Reported investors21 → 25

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 18, 2020Amendment$22,360,000$6,850,000vs Nov 21, 201925SEC filing
Nov 21, 2019Initial$15,510,000No comparison21SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-353938
HMC Investments, Inc. ("HMCI"), an affiliate of the Issuer, serves as the Issuer's placement agent. The Issuer's investment manager pays all fees of HMCI, none of which are based on sales volumes.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
HMC Investments, Inc.40581

Source: Form D, filed Nov 18, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBERT CH ARIZONA INVESTOR, LP

Investment adviser: HARBERT FUND ADVISORS, LLC

Gross asset value
$27.9M
Beneficial owners
31
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS BIRMINGHAM, Alabama, United States
Marketer DOUSE ASSOCIATES DORKING, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 2055218 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9613174061

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
[None] Harbert Ch Arizona Gp, Llc Executive
[None] Harbert Management Corporation Executive
Todd Jordan Director
Adam Krug Director
John W. Mc Cullough Executive
Jon Paul Momsen Director, Executive
J. Travis Pritchett Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2100 Third Avenue North Suite 600
Birmingham, AL, 35203