Form D · Private Equity Fund

HARBERT AUSTRALIAN PRIVATE EQUITY FUND I, L.P.

Birmingham, AL · CIK 0001456965

Offering snapshot reported Sep 28, 2010 · SEC filing

Reported sold: $40.4M
Investors reported: 21
Minimum accepted: $0
First sale: Jan 21, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$27,560,000 → $40,438,422
Reported investors18 → 21

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 28, 2010	Amendment	$40,438,422	$12,878,422vs Jun 7, 2010	21	SEC filing
Jun 7, 2010	Amendment	$27,560,000	$2,250,000vs Jun 5, 2009	18	SEC filing
Jun 5, 2009	Amendment	$25,310,000	No comparison	15	SEC filing
Feb 17, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-127138

Source: Form D, filed Sep 28, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBERT AUSTRALIAN PRIVATE EQUITY FUND I, LP

Investment adviser: HARBERT FUND ADVISORS, LLC

Gross asset value: $5.26M
Beneficial owners: 22
ADV minimum commitment: $1M

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS BIRMINGHAM, Alabama, United States

Custodian REGIONS BANK BIRMINGHAM, Alabama, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 1501582 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-9154205043

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Raymond Harbert	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2100 Third Avenue North Suite 600
Birmingham, AL, 35203