Form D · Other

Happy Rock Capital, LLC

New York, NY · CIK 0001472855

Offering snapshot reported Jun 17, 2011 · SEC filing

Reported sold
$7.2M
Offering amount: $15M
Investors reported
48
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Apr 15, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.6M$7.2MOct 8, 2009: $1,300,000.00Oct 8, 2009Jun 17, 2011: $7,200,000.00Jun 17, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,300,000 → $7,200,000
  • Reported investors26 → 48
  • Minimum accepted$10,000 → $25,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 17, 2011Amendment$7,200,000$5,900,000vs Oct 8, 200948SEC filing
Oct 8, 2009Initial$1,300,000No comparison26SEC filing

Offering details

Securities
Debt
Exemptions
06, 46
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$250K (estimated)
Form D file number
021-135080

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Jun 17, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Luigi Ceneri Executive, Promoter
Richard Geller Executive, Promoter
Andrew Siegel Executive, Promoter

Issuer details

Industry: Other (See others in industry)

Address:
419 Park Avenue South Suite 700
New York, NY, 10016