Form D · Other Banking and Financial Services
Happy Bancshares, Inc.
Amarillo, TX · CIK 0001562284
Offering snapshot reported Aug 11, 2020 · SEC filing
- Reported sold
- $140M Offering amount: $140M
- Investors reported
- 59 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 30, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 11, 2020 | Initial | $140,000,000 | No comparison | 59 | SEC filing |
| Jul 18, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 17, 2015 | Initial | $65,000,000 | No comparison | 21 | SEC filing |
| Apr 5, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 12, 2013 | Initial | $9,329,717 | No comparison | 1 | SEC filing |
| Nov 19, 2012 | Initial | $7,999,996 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.1M
- Finders' fees
- $0
- Form D file number
- 021-372948
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Sandler & Co. | 665 | |
| Stephens Inc. | 3496 |
Source: Form D, filed Aug 11, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Eric Alexander | Executive |
| Bobby Barker | Director |
| George Briant | Director |
| Matthew Bumstead | Director |
| Matt Bumstead | Director |
| Thomas Burdett | Director |
| Kayla Carpenter | Executive |
| Wendi Costlow | Executive |
| Rocky Farrar | Director |
| Dick Fellers | Director |
| Nancy Gaitan Kernell | Director |
| Ross Glenn | Executive |
| Robert Gottlich | Executive |
| J. Pat Hickman | Director, Executive |
| Bill Jennings | Director |
| David Jones | Executive |
| Mike Kuhlman | Director |
| Scott Lewis | Executive |
| Frank Marrs | Director |
| Drayton Mc Lane, Iii | Director |
| Robert Drayton Mc Lane, Iii | Director |
| Drayton Mc Lane, Jr. | Director |
| Renee Mc Neely | Executive |
| Ginger Nelson | Director |
| David B. Norris | Executive |
| G. Bailey Peyton, Iv | Director |
| Connie Ratliff | Executive |
| Alberto Rios | Executive |
| J. Brian Sims | Director |
| J. Brian Sims, Md | Director |
| Trent Sisemore | Director |
| Alfred J. Smith | Director, Executive |
| David W. Smith | Executive |
| Dale Swinburn | Director |
| Alan Van Ongevalle | Executive |
| Brian Vincent | Director |
| Victor A. Weir, Ii | Director |
| Linda L. West | Director |
| J. David Williams | Director |
| Perry Williams | Director |
| Mikel Williamson | Director, Executive |
| John Zwiacher | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
701 S. Taylor Street
Amarillo, TX, 79101
Amarillo, TX, 79101