Form D · Commercial Banking
HANMI FINANCIAL CORP
Los Angeles, CA · CIK 0001109242
Offering snapshot reported Aug 6, 2026 · SEC filing
- Reported sold
- $55M Offering amount: $55M
- Investors reported
- 33 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 30, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 6, 2026 | Initial | $55,000,000 | No comparison | 33 | SEC filing |
| Sep 17, 2009 | Initial | $6,946,480 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $688K
- Finders' fees
- $0
- Form D file number
- 021-593331
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| D.A Davidson & Co. | 199 |
Source: Form D, filed Aug 6, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| I Joon Ahn | Director |
| John J. Ahn | Director |
| Christine P. Ball | Director |
| Brian E. Cho | Executive |
| Christie K. Chu | Director |
| Harry H. Chung | Director |
| Michael Du | Executive |
| Matthew D. Fuhr | Executive |
| John A. Hall | Director |
| Anthony Kim | Executive |
| Paul (Seon Hong) Kim | Director |
| Charles C. Kwak | Director |
| Bonita I. Lee | Director, Executive |
| Gloria J. Lee | Director |
| Joon Hyung Lee | Director |
| James Marasco | Director |
| Daniel Medici | Director |
| Joseph Pangrazio | Executive |
| Joseph K. Rho | Director |
| David L. Rosenblum | Director |
| Romolo C. Santarosa | Executive |
| William J. Stolte | Director |
| Thomas J. Williams | Director |
| Jay S. Yoo | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
900 Wilshire Blvd Suite 1250
Los Angeles, CA, 90017
Phone: 2133822200
Los Angeles, CA, 90017
Phone: 2133822200