Form D · Oil and Gas
Hammerhead Fund 1, LLC
Los Angeles, CA · CIK 0001560559
Offering snapshot reported Nov 19, 2012 · SEC filing
- Reported sold
- $188K Offering amount: $20M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $12.5K Reported outside-investor minimum
- First sale
- Jun 14, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 19, 2012 | Initial | $187,500 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $800K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-187186
The issuer is seeking to raise a maximum of $20,000,000 but may close the offering at a smaller amount. The minimum for the offering was $100,000 but that amount has already been exceeded.
The issuer intends to pay 8% commission on sales made using a broker. The above estimate assumes half of the offering maximum is sold using a broker.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Desert Capital Management Group, Inc. | 132779 | John Deller · CRD 1511699 |
Source: Form D, filed Nov 19, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Edward Lear | Promoter |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
5200 West Century Boulevard, Suite 345
Los Angeles, CA, 90045
Los Angeles, CA, 90045