Form D · Biotechnology
Hamilton Thorne, Inc.
Beverly, MA · CIK 0001347809
Offering snapshot reported Nov 6, 2009 · SEC filing
- Reported sold
- $2.08M Offering amount: $2.08M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Oct 28, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 6, 2009 | Initial | $2,075,472 | No comparison | 11 | SEC filing |
| Jan 19, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 21, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $128K
- Finders' fees
- $0
- Form D file number
- 021-84358
Commission is equal to 8% of $1,603,774 of the gross proceeds raised pursuant to the offering; also received warrants
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Loewen, Ondaatje, McCutcheon Limited | 35205 |
Source: Form D, filed Nov 6, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew D Clapp | Director |
| Diarmaid Douglas Hamilton | Director, Executive |
| Harry G Mc Coy | Director |
| Scott Pearson | Director |
| Robert J Potter | Director |
| Meg Spencer | Director, Executive |
| Daniel K Thorne | Director |
| David Wolf | Executive |
| Louisa Wood | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
100 Cummings Center Ste 465 E
Beverly, MA, 01915
Beverly, MA, 01915