Form D · Private Equity Fund

Hamilton Lane Private Equity Fund IX LP

Bala Cynwyd, PA · CIK 0001631573

Offering snapshot reported Aug 3, 2016 · SEC filing

Reported sold
$457M
Indefinite offering
Investors reported
79
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 21, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$229M$457MJan 30, 2015: $32,537,975.00Jan 30, 2015Dec 23, 2015: $120,210,000.00Dec 23, 2015Aug 3, 2016: $457,055,000.00Aug 3, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$120,210,000 → $457,055,000
  • Reported investors24 → 79

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 3, 2016Amendment$457,055,000$336,845,000vs Dec 23, 201579SEC filing
Dec 23, 2015Amendment$120,210,000$87,672,025vs Jan 30, 201524SEC filing
Jan 30, 2015Initial$32,537,975No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$4.5K (estimated)
Finders' fees
$0
Form D file number
021-233166
The amount represents an estimate of amounts paid to Merrill Lynch. Hamilton Lane Securities LLC also receives from the Manager a monthly fee for general placement agent services provided on behalf of the Issuer and other funds managed by the Manager.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691
Hamilton Lane Securities LLC281510

Source: Form D, filed Aug 3, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HAMILTON LANE PRIVATE EQUITY FUND IX LP

Investment adviser: HAMILTON LANE ADVISORS, L.L.C.

Gross asset value
$280M
Beneficial owners
96
ADV minimum commitment
$2.5M

Reported in Form ADV on Jun 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian JPMORGAN CHASE BANK, N.A. NEWARK, Delaware, United States Related to adviser: No
Marketer ERMITAGE PARTNERS OY HELSINKI, Finland Related to adviser: No
Marketer WICTOR FAMILY OFFICE HALMSTAD, Sweden Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2105519 · Jun 26, 2026 · Schedule D 7.B.(1), fund 805-3344969797

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert W. Cleveland Executive
Mario L. Giannini Executive
N/A Hamilton Lane Advisors, L.L.C. Promoter
Randy Stilman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Presidential Boulevard 4 Th Floor
Bala Cynwyd, PA, 19004