Form D · Private Equity Fund
Halifax Capital Partners III, L.P.
Raleigh, NC · CIK 0001508789
Offering snapshot reported Dec 23, 2011 · SEC filing
- Reported sold
- $151M Offering amount: $350M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 30, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 14
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 23, 2011 | Amendment | $150,500,000 | No comparison | 14 | SEC filing |
| Dec 28, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-152550
Estimate for Issuer; actual amounts depend on sales.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| XT Capital Partners, LLC | 118719 |
Source: Form D, filed Dec 23, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HALIFAX CAPITAL PARTNERS III, L.P.
Investment adviser: HALIFAX INVESTMENT MANAGEMENT, L.L.C.
- Gross asset value
- $0
- Beneficial owners
- 47
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
BDO, USA LLP
PCAOB 243
Filing source
Form ADV 1609621 · Mar 29, 2022 · Schedule D 7.B.(1), fund 805-8288048228
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth M. Doyle | Executive |
| David W. Dupree | Executive |
| Halifax Genpar Iii, L.P. | Promoter |
| Michael T. Marshall | Executive |
| The Halifax Group, L.L.C. | Promoter |
| Brent D. Williams | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Raleigh, NC, 27612