Form D · Hedge Fund

HALCYON PARTNERS OFFSHORE LTD.

New York, NY · CIK 0001429347

Offering snapshot reported Jan 12, 2016 · SEC filing

Reported sold
$813M
Indefinite offering
Investors reported
128
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jun 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$419M$837MMar 13, 2009: $491,400,000.00Mar 13, 2009Mar 12, 2010: $837,000,000.00Aug 3, 2012: $634,388,179.00Jan 10, 2013: $650,142,339.00Jan 10, 2014: $763,756,494.00Jan 12, 2015: $808,583,806.00Jan 12, 2016: $813,458,806.00Jan 12, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$808,583,806 → $813,458,806

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 12, 2016Amendment$813,458,806$4,875,000vs Jan 12, 2015128SEC filing
Jan 12, 2015Amendment$808,583,806$44,827,312vs Jan 10, 2014128SEC filing
Jan 10, 2014Amendment$763,756,494$113,614,155vs Jan 10, 2013124SEC filing
Jan 10, 2013Amendment$650,142,339$15,754,160vs Aug 3, 2012102SEC filing
Aug 3, 2012Amendment$634,388,179-$202,611,821vs Mar 12, 2010100SEC filing
Mar 11, 2011Initial$1,045,370,000No comparison127SEC filing
Mar 12, 2010Amendment$837,000,000$345,600,000vs Mar 13, 2009108SEC filing
Mar 13, 2009Amendment$491,400,000No comparisonNot reportedSEC filing
Mar 6, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$15.9M (estimated)
Finders' fees
$0
Form D file number
021-115677
Re #13: "Total Amount Sold" reflects amounts for US investors

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691
ALTERNATIVE STRATEGIES GROUP, INC.NoneALTERNATIVE STRATEGIES BROKERAGE SERVICES, INC. · CRD 487
JPMORGAN SECURITIES INC.79

Source: Form D, filed Jan 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HALCYON PARTNERS OFFSHORE LTD.

Investment adviser: MAN INVESTMENT PARTNERS (US) LP

Gross asset value
$111M
Beneficial owners
34
ADV minimum commitment
$5M

Reported in Form ADV on Aug 25, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Marketer CAPINTRO PARTNERS LIMITED LONDON, United Kingdom Related to adviser: No
Marketer J. P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Marketer WELLS FARGO INVESTMENT INSTITUTE, INC. CHARLOTTE, North Carolina, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 801-69700

J. P. MORGAN SECURITIES INC.
CRD 18718 · SEC 801-46056

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

WELLS FARGO INVESTMENT INSTITUTE, INC.
CRD 133204 · SEC 801-64191

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Filing source

Form ADV 1036406 · Aug 25, 2016 · Schedule D 7.B.(1), fund 805-2416134067

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Philip Heston Director
Donald Loeb Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
477 Madison Avenue
New York, NY, 10022