Form D · Hedge Fund
Halcyon Partners LP
New York, NY · CIK 0001313424
Offering snapshot reported Jan 12, 2016 · SEC filing
- Reported sold
- $1.09B Indefinite offering
- Investors reported
- 466 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jun 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,059,521,495 → $1,086,591,831
- Reported investors465 → 466
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 12, 2016 | Amendment | $1,086,591,831 | $27,070,336vs Jan 12, 2015 | 466 | SEC filing |
| Jan 12, 2015 | Amendment | $1,059,521,495 | $77,626,356vs Jan 10, 2014 | 465 | SEC filing |
| Jan 10, 2014 | Amendment | $981,895,139 | $190,679,167vs Jan 10, 2013 | 429 | SEC filing |
| Jan 10, 2013 | Amendment | $791,215,972 | $13,006,936vs Aug 3, 2012 | 354 | SEC filing |
| Aug 3, 2012 | Amendment | $778,209,036 | $343,209,036vs Mar 12, 2010 | 343 | SEC filing |
| Mar 11, 2011 | Initial | $657,100,000 | No comparison | 271 | SEC filing |
| Mar 12, 2010 | Amendment | $435,000,000 | $112,590,000vs Mar 13, 2009 | 184 | SEC filing |
| Mar 13, 2009 | Amendment | $322,410,000 | No comparison | Not reported | SEC filing |
| Dec 30, 2004 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $12.9M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-72536
Re #13: "Total Amount Sold" reflects amounts for US investors
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| JPMorgan Securities Inc. | 79 | |
| UBS Financial Services Inc. | 8174 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | |
| BARCLAYS CAPITAL INC. | 19714 | |
| ALTERNATIVE STRATEGIES GROUP, INC. | None | ALTERNATIVE STRATEGIES BROKERAGE SERVICES, INC. · CRD 487 |
Source: Form D, filed Jan 12, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HALCYON PARTNERS LP
Investment adviser: HALCYON EVENT-DRIVEN MANAGEMENT LP
- Gross asset value
- $566M
- Beneficial owners
- 257
- ADV minimum commitment
- $500K
Reported in Form ADV on Sep 14, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DEUTSCHE BANK SECURITIES INC.
SEC 8-17822
GOLDMAN, SACHS & CO.
SEC 8-129
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359
DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359
Filing source
Form ADV 669834 · Sep 14, 2012 · Schedule D 7.B.(1), fund 805-1625115304
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John M. Bader | Executive |
| Asset Llc Halcyon | Promoter |
| Thomas Paul Hirschfeld | Executive |
| Kevah Paul Konner | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022