Form D · Private Equity Fund

Halcyon Investment Opportunities SPC - Segregated Portfolio A

Grand Cayman, E9 · CIK 0001737015

Offering snapshot reported Apr 12, 2019 · SEC filing

Reported sold
$3.01M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 28, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.5M$3.01MApr 11, 2018: $3,005,954.00Apr 11, 2018Apr 12, 2018: $3,005,954.00Apr 12, 2019: $3,005,954.00Apr 12, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2019Amendment$3,005,954$0vs Apr 12, 20186SEC filing
Apr 12, 2018Amendment$3,005,954$0vs Apr 11, 20186SEC filing
Apr 11, 2018Initial$3,005,954No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-309923

Source: Form D, filed Apr 12, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HALCYON INVESTMENT OPPORTUNITIES SPC - SEGREGATED PORTFOLIO A

Investment adviser: MAN INVESTMENT PARTNERS (US) LP

Gross asset value
$21M
Beneficial owners
20
ADV minimum commitment
$100K

Reported in Form ADV on Nov 18, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC SECURITIES SERVICES (IRELAND) DAC DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian HSBC SECURITIES SERVICES (IRELAND) DAC DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

HSBC SECURITIES SERVICES (IRELAND) DAC
LEI 213800HVF4H4GD6WSK83

Filing source

Form ADV 1356530 · Nov 18, 2019 · Schedule D 7.B.(1), fund 805-1388627398

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Philip W. Heston Director
Donald E. Loeb Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104