Form D · Hedge Fund

HALCYON FUND LP

New York, NY · CIK 0001214804

Offering snapshot reported Jan 12, 2016 · SEC filing

Reported sold: $144M
Investors reported: 36
Minimum accepted: $5M
First sale: Jan 1, 1982

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 12, 2016	Amendment	$144,467,435	$0vs Jan 12, 2015	36	SEC filing
Jan 12, 2015	Amendment	$144,467,435	$460,000vs Jan 10, 2014	36	SEC filing
Jan 10, 2014	Amendment	$144,007,435	$457,579vs Jan 10, 2013	36	SEC filing
Jan 10, 2013	Amendment	$143,549,856	$669,000vs Aug 3, 2012	36	SEC filing
Aug 3, 2012	Amendment	$142,880,856	-$1,119,144vs Mar 12, 2010	36	SEC filing
Mar 11, 2011	Initial	$143,760,000	No comparison	34	SEC filing
Mar 12, 2010	Amendment	$144,000,000	-$27,100,000vs Mar 13, 2009	36	SEC filing
Mar 13, 2009	Amendment	$171,100,000	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $2.21M (estimated)
Finders' fees: $0
Form D file number: 021-51993

Re #13: "Total Amount Sold" reflects amounts for US investors

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated	7691

Source: Form D, filed Jan 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HALCYON FUND, L.P.

Investment adviser: MAN INVESTMENT PARTNERS (US) LP

Gross asset value: $13.6M
Beneficial owners: 14
ADV minimum commitment: $5M

Reported in Form ADV on Aug 25, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC SECURITIES SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Filing source

Form ADV 1036406 · Aug 25, 2016 · Schedule D 7.B.(1), fund 805-3969259929

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John M. Bader	Executive
Asset Llc Halcyon	Promoter
Thomas Paul Hirschfeld	Executive
Kevah Ross Konner	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

477 Madison Avenue
New York, NY, 10022