Form D · Hedge Fund
HALCYON ACCESS LLC
New York, NY · CIK 0001337882
Offering snapshot reported Mar 12, 2015 · SEC filing
- Reported sold
- $203M Indefinite offering
- Investors reported
- 725 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jun 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$202,923,257 → $202,923,258
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 12, 2015 | Amendment | $202,923,258 | $1vs Mar 12, 2014 | 725 | SEC filing |
| Mar 12, 2014 | Amendment | $202,923,257 | $420,000vs Mar 12, 2013 | 725 | SEC filing |
| Mar 12, 2013 | Amendment | $202,503,257 | $1,500,999vs Mar 12, 2012 | 723 | SEC filing |
| Mar 12, 2012 | Amendment | $201,002,258 | $3,814,081vs Mar 10, 2011 | 716 | SEC filing |
| Mar 10, 2011 | Amendment | $197,188,177 | $8,431,606vs Mar 11, 2010 | 704 | SEC filing |
| Mar 11, 2010 | Amendment | $188,756,571 | $3,124,361vs Mar 13, 2009 | 682 | SEC filing |
| Mar 13, 2009 | Amendment | $185,632,210 | No comparison | Not reported | SEC filing |
| Aug 29, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $5.07M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-80746
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Mar 12, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Louis Costabile | Director, Executive |
| Justin C Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Thomas W. Lee | Director, Executive |
| Na Na Merrill Lynch Alternative Investments Llc ("Mlai") | Promoter |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann D. Morgan | Director, Executive |
| Paul Morton | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Mlai, 4 World Financial Center 250 Vesey Street, 11th Floor
New York, NY, 10080
New York, NY, 10080