Form D · Other
Hafele Maristone Senior Living Fund, LLC
Louisville, KY · CIK 0001957564
Offering snapshot reported Dec 14, 2022 · SEC filing
- Reported sold
- $5.55M Offering amount: $5.55M
- Investors reported
- 40 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 30, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 14, 2022 | Initial | $5,550,000 | No comparison | 40 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-467378
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Carl W. Hafele | 4346459 | Private Client Services, LLC · CRD 120222 |
Source: Form D, filed Dec 14, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HAFELE MARISTONE SENIOR LIVING FUND, LLC
Investment adviser: HAFELE INVESTMENTS, INC.
- Gross asset value
- $5.55M
- Beneficial owners
- 40
- ADV minimum commitment
- $100K
Reported in Form ADV on Jul 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 2116739 · Jul 1, 2026 · Schedule D 7.B.(1), fund 805-6869718076
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Carl Winfred Hafele | Executive |
Issuer details
Industry: Other (See others in industry)
Address:Louisville, KY, 40222