Form D · Private Equity Fund

H.I.G. WHITEHORSE PRINCIPAL LENDING FUND, L.P.

Miami, FL · CIK 0001760946

Offering snapshot reported Oct 30, 2026 · SEC filing

Reported sold
$1.38B
Indefinite offering
Investors reported
108
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 19, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$689M$1.38BDec 18, 2018Dec 23, 2019: $737,590,181.00Nov 2, 2021: $949,940,181.00Nov 2, 2022: $1,186,340,181.00Nov 2, 2023: $1,339,840,182.00Oct 31, 2024: $1,348,590,182.00Oct 30, 2025: $1,348,590,182.00Oct 30, 2026: $1,378,598,785.00Oct 30, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,348,590,182 → $1,378,598,785
  • Reported investors107 → 108

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 30, 2026Amendment$1,378,598,785$30,008,603vs Oct 30, 2025108SEC filing
Oct 30, 2025Amendment$1,348,590,182$0vs Oct 31, 2024107SEC filing
Oct 31, 2024Amendment$1,348,590,182$8,750,000vs Nov 2, 2023108SEC filing
Nov 2, 2023Amendment$1,339,840,182$153,500,001vs Nov 2, 2022105SEC filing
Nov 2, 2022Amendment$1,186,340,181No comparison97SEC filing
Nov 2, 2021Amendment$949,940,181$212,350,000vs Dec 23, 201980SEC filing
Dec 23, 2019Amendment$737,590,181No comparison72SEC filing
Dec 18, 2018InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$812K (estimated)
Finders' fees
$0
Form D file number
021-328246

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174UBS Financial Services Inc · CRD 8174

Source: Form D, filed Oct 30, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

H.I.G. WHITEHORSE PRINCIPAL LENDING FUND (ICAPITAL), L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$58M
Beneficial owners
151
ADV minimum commitment
$250K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-9559387426

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sami Mnaymneh Director, Executive
Richard Siegel Executive
Anthony Tamer Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O H.I.G. Capital, L.L.C. 1450 Brickell Avenue, 31 St Floor
Miami, FL, 33131