Form D · Venture Capital Fund

H. Barton Co-Invest Fund IV, LLC

San Francisco, CA · CIK 0001801240

Offering snapshot reported Apr 22, 2020 · SEC filing

Reported sold: $52.6M
Investors reported: 52
Minimum accepted: $0
First sale: Jan 31, 2020

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 52

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 22, 2020	Amendment	$52,565,000	No comparison	52	SEC filing
Jan 30, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-359368

Source: Form D, filed Apr 22, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

H. BARTON CO-INVEST FUND IV, LLC

Investment adviser: H. BARTON ASSET MANAGEMENT, LLC

Gross asset value: $31.9M
Beneficial owners: 59
ADV minimum commitment: $1M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GOLDEN GATE ASSOCIATES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BAKER TILLY US, LLP CHICAGO, Illinois, United States

Custodian MORGAN STANLEY SMITH BARNEY LLC WALNUT CREEK, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY US, LLP
PCAOB 23

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 2086302 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6002291085

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
H. Barton Co-Invest Fund, LLC	Mar 29, 2012	$28,675,000	34
H. Barton Co-Invest Fund II, LLC	Sep 29, 2014	$46,350,000	76
H. Barton Co-Invest Fund III, LLC	Jun 30, 2016	Yet to sell	0
H. Barton Co-Invest Fund IV, LLC (this fund)	Apr 22, 2020	$52,565,000	52
H. Barton Co-Invest Fund V, LLC	Jun 29, 2022	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Harris Barton	Director
N/A H. Barton Asset Management, Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

135 Main Street, Suite 850
San Francisco, CA, 94105