Form D · Investing

H. Barton Asset Management, LLC

Menlo Park, CA · CIK 0001515785

Offering snapshot reported Jun 17, 2011 · SEC filing

Reported sold
$3.75M
Offering amount: $4.5M
Investors reported
25
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 21, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.88M$3.75MMar 31, 2011: $2,250,000.00Mar 31, 2011Jun 17, 2011: $3,750,000.00Jun 17, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,250,000 → $3,750,000
  • Reported investors15 → 25

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 17, 2011Amendment$3,750,000$1,500,000vs Mar 31, 201125SEC filing
Mar 31, 2011Initial$2,250,000No comparison15SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-157649

Source: Form D, filed Jun 17, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Harris Barton Executive

Issuer details

Industry: Investing (See others in industry)

Address:
2882 Sand Hill Road Suite 241
Menlo Park, CA, 94025