Form D · REITS and Finance
H/2 Financial Realty, Inc.
Stamford, CT · CIK 0001592612
Offering snapshot reported Jun 13, 2014 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Nov 19, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 13, 2014 | Amendment | $125,000 | $0vs Dec 2, 2013 | 125 | SEC filing |
| Dec 2, 2013 | Amendment | $125,000 | $32,000vs Nov 22, 2013 | 125 | SEC filing |
| Nov 22, 2013 | Initial | $93,000 | No comparison | 98 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K
- Finders' fees
- $0
- Form D file number
- 021-206853
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Harrison | 3071551 | H&L Equity · CRD 113794 |
Source: Form D, filed Jun 13, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Burns | Director |
| Ben Doramus | Director |
| Spencer Haber | Executive |
| Theodore E. Niedermayer | Executive |
| Daniel A. Ottensoser | Director |
| Ashvin Rao | Director |
| William C. Stefko | Director |
| Aaron Warum | Director |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:Stamford, CT, 06901