Form D · Other Investment Fund

GWR Global Water Resources Corp.

Phoenix, AZ · CIK 0001509610

Offering snapshot reported Jan 7, 2011 · SEC filing

Reported sold
$19.2M
Offering amount: $19.2M
Investors reported
58
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 30, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 7, 2011Initial$19,165,775No comparison58SEC filing

Offering details

Securities
Equity
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$1.15M
Finders' fees
$0
Form D file number
021-153277
The offering and sales amounts are in Canadian dollars.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Clarus Securities Inc.None
CIBC World Markets Inc.None
RBC Dominion Securities Inc.None
TD Securities Inc.None
GMP Securities L.P.None
National Bank Financial Inc.None

Source: Form D, filed Jan 7, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard M. Alexander Director
E. J. Bird Director
Trevor T. Hill Director, Executive, Promoter
William S. Levine Director
Cindy M. Liles Director, Executive, Promoter
L. Rita Theil Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
21410 N. 19 Th Avenue Suite 201
Phoenix, AZ, 85027