Form D · Other Technology
GWM Holdings, Inc.
Los Angeles, CA · CIK 0001550113
Offering snapshot reported Sep 11, 2012 · SEC filing
- Reported sold
- $21.3M Offering amount: $21.3M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 28, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 11, 2012 | Initial | $21,281,906 | No comparison | 12 | SEC filing |
| May 16, 2012 | Initial | $60,579,281 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-183900
Source: Form D, filed Sep 11, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Farshad Fardad | Director, Executive |
| Farnam Fardad | Director, Executive |
| Chad Heath | Director, Executive |
| Brent Roland | Director |
| John Von Schlegell | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
601 W. 5 Th Street, Suite 700
Los Angeles, CA, 90071
Los Angeles, CA, 90071