Form D · Other Banking and Financial Services
GWG MCA Capital, Inc.
Minneapolis, MN · CIK 0001673885
Offering snapshot reported May 10, 2016 · SEC filing
- Reported sold
- $30K Offering amount: $20M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- May 1, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 10, 2016 | Initial | $30,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.1K
- Finders' fees
- $0
- Form D file number
- 021-262864
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Emerson Equity LLC | 130032 | Emerson Equity LLC · CRD 130032 |
Source: Form D, filed May 10, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William B. Acheson | Director, Executive |
| Patrick F. Preece | Director, Executive |
| Jon R. Sabes | Director, Executive, Promoter |
| Edward Stone | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
220 South Sixth Street, Suite 1200
Minneapolis, MN, 55402
Minneapolis, MN, 55402