Form D · Other Investment Fund
GWG LIFE, LLC
Dallas, TX · CIK 0001456381
Offering snapshot reported Jan 15, 2021 · SEC filing
- Reported sold
- $655K Offering amount: $1B
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Dec 31, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 15, 2021 | Initial | $655,021 | No comparison | 3 | SEC filing |
| Aug 18, 2011 | Amendment | $71,153,340 | $69,517,464vs Jun 10, 2009 | 840 | SEC filing |
| Jun 10, 2009 | Amendment | $1,635,876 | No comparison | 1 | SEC filing |
| Feb 13, 2009 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Other
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $16.4K (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Guarantee
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Emerson Equity LLC · CRD 130032 |
Source: Form D, filed Jan 15, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Roy W. Bailey | Director |
| Peter T. Cangany, Jr. | Director |
| David F. Chavenson | Director |
| David H. De Weese | Director |
| Timothy L. Evans | Executive |
| Jon Gangelhoff | Executive |
| Brad K. Heppner | Director |
| Thomas O. Hicks | Director |
| Murray T. Holland | Executive |
| Donald P. Lockhart | Director |
| Jon R Sabes | Executive |
| Bruce W. Schnitzer | Director |
| Roger T. Staubach | Director |
Issuer details
Industry: Other (See others in industry)
Address:
325 North St. Paul Street Suite 2650
Dallas, TX, 75201
Dallas, TX, 75201