Form D · Other Investment Fund
GWG Holdings, Inc.
Minneapolis, MN · CIK 0001522690
Offering snapshot reported Jan 10, 2019 · SEC filing
- Reported sold
- $270M Offering amount: $270M
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 28, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 10, 2019 | Initial | $270,135,160 | No comparison | 23 | SEC filing |
| Sep 12, 2011 | Initial | $2,599,670 | No comparison | 31 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-330184
Source: Form D, filed Jan 10, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David H. Abramson | Director |
| William B. Acheson | Executive |
| Thomas J. Donahue | Director |
| Kenneth Chaim Fink | Director |
| Jon Gangelhoff | Executive |
| Shawn R. Gensch | Director |
| Jeffrey L. Mc Gregor | Director |
| Jon R. Sabes | Director, Executive |
| Steven F. Sabes | Director, Executive |
| John R. Sabes | Director, Executive |
| Mark E. Schwarzmann | Director |
| Paul A. Siegert | Director, Executive |
| Brian Tyrell | Director |
| Laurence A. Zipkin | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
220 South Sixth Street, Suite 1200
Minneapolis, MN, 55402
Minneapolis, MN, 55402