Form D · Hedge Fund
GWA, LLC
Hartford, CT · CIK 0001039261
Offering snapshot reported Jun 9, 2023 · SEC filing
- Reported sold
- $220M Indefinite offering
- Investors reported
- 63 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 15, 1996 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 9, 2023 | Amendment | $220,427,641 | $0vs Jun 10, 2022 | 63 | SEC filing |
| Jun 10, 2022 | Amendment | $220,427,641 | $0vs Jun 10, 2021 | 63 | SEC filing |
| Jun 10, 2021 | Amendment | $220,427,641 | No comparison | Not reported | SEC filing |
| Jun 12, 2020 | Amendment | $220,427,641 | $0vs Jun 13, 2019 | 63 | SEC filing |
| Jun 13, 2019 | Amendment | $220,427,641 | $0vs Jun 13, 2018 | 63 | SEC filing |
| Jun 13, 2018 | Amendment | $220,427,641 | $0vs Jun 13, 2017 | 63 | SEC filing |
| Jun 13, 2017 | Amendment | $220,427,641 | $0vs Jun 15, 2016 | 63 | SEC filing |
| Jun 15, 2016 | Amendment | $220,427,641 | $75,000vs Jun 16, 2015 | 63 | SEC filing |
| Jun 16, 2015 | Amendment | $220,352,641 | $100,000vs Jun 19, 2014 | 60 | SEC filing |
| Jun 19, 2014 | Amendment | $220,252,641 | $36,600,000vs Jul 12, 2013 | 60 | SEC filing |
| Jul 12, 2013 | Amendment | $183,652,641 | $2,100,001vs Jul 16, 2012 | 55 | SEC filing |
| Jul 16, 2012 | Amendment | $181,552,640 | $48,931,502vs Jul 15, 2011 | 52 | SEC filing |
| Jul 15, 2011 | Amendment | $132,621,138 | $4,771,466vs Jul 13, 2010 | 49 | SEC filing |
| Jul 13, 2010 | Amendment | $127,849,672 | $4,598,000vs Jul 14, 2009 | 47 | SEC filing |
| Jul 14, 2009 | Amendment | $123,251,672 | No comparison | 42 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-69835
Source: Form D, filed Jun 9, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Frederick E. Doucette Iii | Executive |
| George A. Weiss | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Hartford, CT, 06103