Form D · Hedge Fund

GWA Investments, LLC

Beverly Hills, CA · CIK 0001266788

Offering snapshot reported Mar 6, 2015 · SEC filing

Reported sold
$12.8M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.41M$12.8MNov 5, 2009: $574,500.00Nov 5, 2009Jan 3, 2011: $12,792,083.00Jan 3, 2011Dec 7, 2011: $12,792,083.00Dec 7, 2011Nov 15, 2012: $12,817,083.00Nov 15, 2012Oct 23, 2013: $12,817,083.00Oct 23, 2013Mar 6, 2015: $12,817,083.00Mar 6, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 6, 2015Amendment$12,817,083$0vs Oct 23, 201317SEC filing
Oct 23, 2013Amendment$12,817,083$0vs Nov 15, 201217SEC filing
Nov 15, 2012Amendment$12,817,083$25,000vs Dec 7, 201117SEC filing
Dec 7, 2011Amendment$12,792,083$0vs Jan 3, 201119SEC filing
Jan 3, 2011Amendment$12,792,083$12,217,583vs Nov 5, 200919SEC filing
Nov 5, 2009Initial$574,500No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-59350
The reported amount sold and number of investors represents contributions by all investors in the fund since inception. The current assets under management and current number of investors may be significantly different.

Source: Form D, filed Mar 6, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Guy Wilkerson Adams Promoter
N/A Gwa Advisors, Llc Promoter
N/A Gwa Capital Partners, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
433 North Camden Suite 810
Beverly Hills, CA, 90210