Form D · Biotechnology
Gut-Brain-Axis Therapeutics Inc.
Tempe, AZ · CIK 0001996678
Offering snapshot reported Oct 27, 2026 · SEC filing
- Reported sold
- $1.97M Offering amount: $20M
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 31, 2025 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 27, 2026 | Amendment | $1,965,000 | $0vs Nov 6, 2025 | 22 | SEC filing |
| Nov 6, 2025 | Initial | $1,965,000 | No comparison | 22 | SEC filing |
| Oct 10, 2023 | Initial | $1,425,000 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-563342
Source: Form D, filed Oct 27, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James B. Adams | Director, Executive |
| Alexander Khorus | Director |
| Alexander Khoruts | Director |
| Rosa Krajalnik Brown | Director |
| Rosa Krajmalnik Brown | Director |
| Michael J. Sadowsky | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:Tempe, AZ, 85284