Form D · Other Investment Fund
Guild Capital - Neptune I LLC
Miami Beach, FL · CIK 0001996478
Offering snapshot reported Oct 10, 2023 · SEC filing
- Reported sold
- $2M Indefinite offering
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Sep 25, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 10, 2023 | Initial | $2,000,000 | No comparison | 19 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 04, 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-494199
Source: Form D, filed Oct 10, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
GUILD CAPITAL - SPV 43
Investment adviser: GUILD CAPITAL MANAGEMENT LLC
- Gross asset value
- $986K
- Beneficial owners
- 19
- ADV minimum commitment
- $5K
Reported in Form ADV on Apr 26, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BERKOWITZ POLLACK BRANT ADVISORS + CPAS
PCAOB 52
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
Filing source
Form ADV 1869463 · Apr 26, 2024 · Schedule D 7.B.(1), fund 805-7063438475
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Harrison Quitman | Executive |
| Iain Shovlin | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Miami Beach, FL, 33140