Form D · Other Health Care
GUIDED THERAPEUTICS INC
Norcross, GA · CIK 0000924515
Offering snapshot reported Jul 15, 2015 · SEC filing
- Reported sold
- $2.5M Offering amount: $5.28M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jun 30, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 15, 2015 | Initial | $2,500,000 | No comparison | 1 | SEC filing |
| May 13, 2014 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
| Jun 3, 2013 | Initial | $2,527,001 | No comparison | 11 | SEC filing |
| Sep 13, 2010 | Initial | $3,055,000 | No comparison | 3 | SEC filing |
| Dec 18, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 19, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $360K
- Finders' fees
- $0
- Form D file number
- 021-243795
$4,000,000 of $5,277,000 will be cash proceeds; remainder to be exchanged securities.
Also reimbursed for out of pocket and legal expenses.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ladenburg Thalmann & Co. Inc. | 505 | · CRD 360000 |
Source: Form D, filed Jul 15, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ronald W Allen | Director |
| Shabbir Bambot | Executive |
| Gene S. Cartwright | Director, Executive |
| Mark L. Faupel | Director |
| Rick Fowler | Executive |
| Richard L Fowler | Executive |
| Ronald W. Hart | Director |
| John E. Imhoff | Director |
| Michael C. James | Director |
| Jonothan M Niloff | Director |
| Jonathan M. Niloff | Director |
| Johnathan M. Niloff | Director |
| Linda Rosenstock | Director |
| William Zachary | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
5835 Peachtree Corners East Suite D
Norcross, GA, 30092
Norcross, GA, 30092