Form D · REITS and Finance
GUGV Platform II, LLC
Charleston, SC · CIK 0001748707
Offering snapshot reported Aug 6, 2018 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jul 31, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 6, 2018 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K
- Finders' fees
- $0
- Form D file number
- 021-318558
Preferred Units
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Iroquois Capital Advisors, LLC | 145235 |
Source: Form D, filed Aug 6, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Derek Brown | Executive |
| A. Josh Carper | Executive |
| Robert A. Faith | Executive |
| Chris Mac Naughton | Executive |
| William C. Maddux | Executive |
| John Molster | Executive |
| Cliff Nash | Executive |
| J. Derek Ramsey | Executive |
| Nic Whittaker | Executive |
| Scott Wise | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
18 Broad Street, Suite 300
Charleston, SC, 29401
Charleston, SC, 29401