GUGGENHEIM SECURITIES, LLC
Industry: Investment Banking (See others in industry)
Address:
330 Madison Avenue 8 Th Floor
New York, NY, 10017
Phone: 2125189200
New York, NY, 10017
Phone: 2125189200
Filings
| Date | FilingType | Incremental Cash | Link to Raw Filing | |||
|---|---|---|---|---|---|---|
| 2026-04-15 | New | $13,200,000 | $13,200,000 | Equity Only | 3C.1 3C.7 06b 3C | SEC link |
Directors and Executives (Current and Past)
| Name | Role |
|---|---|
| N/A Links Holdings Llc | Executive |
| Tracy Lowery Whille | Executive |
| James E. Millstein | Executive |
| Alan David Schwartz | Executive |
| Andrew Jon Schwartz | Executive |
| Kristine M Sirna | Executive |
| Susan Tsou | Executive |
| Mark Alan Van Lith | Executive |