Form D · Other Investment Fund

Guggenheim Private Debt Fund Note Issuer, LLC

New York, NY · CIK 0001554886

Offering snapshot reported Jul 25, 2013 · SEC filing

Reported sold
$952M
Offering amount: $1.35B
Investors reported
11
Form D · investor count
Minimum accepted
$160K
Reported outside-investor minimum
First sale
Jul 11, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$476M$952MJul 25, 2012: $952,000,000.00Jul 25, 2012Jul 25, 2013: $952,000,000.00Jul 25, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 25, 2013Amendment$952,000,000$0vs Jul 25, 201211SEC filing
Jul 25, 2012Initial$952,000,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181735

Source: Form D, filed Jul 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUGGENHEIM PRIVATE DEBT FUND NOTE ISSUER LLC

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
$3.22M
Beneficial owners
16
ADV minimum commitment
$750K

Reported in Form ADV on Jun 5, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
LEI HPFHU0OQ28E4N0NFVK49

Filing source

Form ADV 1993342 · Jun 5, 2025 · Schedule D 7.B.(1), fund 805-5416248825

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Guggenheim Partners Investment Management, Llc Promoter
N/A Guggenheim Private Debt Fund Managing Member, Llc Promoter
N/A Puglisi & Associates Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
330 Madison Avenue 10th Floor
New York, NY, 10017