Form D · Other Investment Fund

Guggenheim Private Debt Fund Note Issuer 2.0, LLC

New York, NY · CIK 0001665415

Offering snapshot reported Sep 22, 2017 · SEC filing

Reported sold: $1.15B
Investors reported: 26
Minimum accepted: $0
First sale: Jan 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,070,000,000 → $1,148,947,369
Reported investors23 → 26
Minimum accepted$5,000,000 → $0

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 22, 2017	Amendment	$1,148,947,369	$78,947,369vs Aug 22, 2016	26	SEC filing
Aug 22, 2016	Amendment	$1,070,000,000	$20,000,000vs Feb 5, 2016	23	SEC filing
Feb 5, 2016	Initial	$1,050,000,000	No comparison	22	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $683K (estimated)
Finders' fees: $0
Form D file number: 021-256841

The total offering amount will not exceed $2,000,000,000 among four entities: The Issuer, Guggenheim Private Debt Fund 2.0, LLC, Guggenheim Private Debt Fund 2.0-I, LLC and Guggenheim Private Debt Fund 2.0, Ltd. ("PDF Group 2.0")

Sales Commissions represent an estimate of the total sales commissions to be paid to the entities listed in Item 12 over time as a result of the anticipated sales of interests in the Issuer and/or other PDF Group 2.0 entities.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Credit Suisse Securities (USA) LLC	816
Guggenheim Funds Distributors, LLC	39805

Source: Form D, filed Sep 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUGGENHEIM PRIVATE DEBT FUND NOTE ISSUER 2.0, LLC

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value: $32.5M
Beneficial owners: 21
ADV minimum commitment: $5M

Reported in Form ADV on Jul 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Marketer GUGGENHEIM FUNDS DISTRIBUTORS, LLC CHICAGO, Illinois, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG LLP
PCAOB 185

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

GUGGENHEIM FUNDS DISTRIBUTORS, LLC
CRD 39805 · SEC 801-54810

Filing source

Form ADV 2122432 · Jul 30, 2026 · Schedule D 7.B.(1), fund 805-8176900011

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffrey Abrams	Executive
Matthew Bloom	Executive
Adrian Duffy	Executive
N/A Guggenheim Partners Investment Management, Llc	Promoter
Kevin H. Gundersen	Executive
Thomas J. Hauser	Executive
Thoams J. Hauser	Executive
Joseph R. Mccurdy	Executive
Alastair Mc Keever	Executive
B. Scott Minerd	Executive
Russell W. Parks Iii	Executive
Zachary D. Warren	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

330 Madison Avenue 10th Floor
New York, NY, 10017